Investment Adviser Compliance Forum

This marcus evans conference will address new regulations mandating registration and outlining new disclosure requirements under the Investment Advisers Act of 1940 as a result of the passage of the Dodd-Frank Act. Registration exemptions that may be available for certain private fund managers; ongoing compliance, record keeping and reporting requirements that advisers will need to consider and the timeline for compliance.

This conference will focus on already registered firms who are looking for more guidance on regulations, best practices and to benchmark their compliance policies and procedures.