Developing and Implementing an Effective Regulatory Tracking Process

This webinar will prepare participants to build a legislative and regulatory tracking process that monitors regulatory change, measures impact on business operations, and ensures the implementation of appropriate policy, training, and control updates.

Why Should You Attend:

Regulatory change management needs to be supported by a well-designed and properly implemented process that ensures legislative and regulatory changes impacting your business, are captured, analyzed and, where applicable, embedded into company policies and procedures. Companies that do not have adequate processes in place to monitor regulatory change, determine impact on business processes, prioritize, and make changes to policies and procedures may suffer significant consequences. An effective and efficient workflow needs to be in place so that organizations are not overwhelmed by data obtained through legal and regulatory subscription services, websites, e-mails, and content aggregators.

Upon attending the webinar, participants will have a solid understanding of how to accomplish the following:
Develop a legislative and regulatory tracking program
Develop a regulatory classification process mapped to your organization’s enterprise risk taxonomy
Design a regulatory change management workflow covering all steps from identification to final implementation
Understand roles and responsibilities in the regulatory change management workflow
Conduct a business impact analysis to understand regulatory change impact on your business
Map regulations to policies so that you know what policies to review when regulations change
Develop an effective communication and training programs to ensure impacted associates are current with regulatory change
Track and report action plans to ensure that changes have been made to policies and standard operating procedures

Areas Covered in the Webinar:

Regulatory Compliance
Risk Management
Corporate Governance
Policy Management
Regulatory Change Management
Legislative and Regulatory Tracking
Corporate Vision, Mission, Principles and Values
Standard Operating Procedures
Policy Database

Who Will Benefit:

Risk Officers
Internal and External Auditors
Project Managers
Examiners
Compliance Officers
Internal Control Officers
Financial Controllers
Operations Managers
Information Technology Managers
Business Analysts
Corporate Secretaries